Self-regulatory organizations

Results: 6954



#Item
871Finance / Financial economics / Korea Financial Investment Association / National Stock Exchange of India / International Organization of Securities Commissions / Stock broker / Capital market / Stock exchange / Financial market / Stock market / Self-regulatory organizations / Business

ICSA EMC Quarterly Brief EMC Chairman Message Dear ICSA members, I am pleased to introduce to you the first edition of our Emerging Market Committee newsletter. This newsletter, which will be published on a quarterly bas

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Source URL: www.amib.com.mx

Language: English - Date: 2014-11-28 15:04:44
872Market liquidity / Financial economics / ACT / Economics / Financial markets / Financial risk / Liquidity risk

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]April 25, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice, as Modified

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Source URL: www.sec.gov

Language: English - Date: 2013-04-26 09:48:14
873Economy of the United States / National Futures Association / Chicago Board Options Exchange / Financial economics / Financial system / Self-regulatory organizations / Commodity Futures Trading Commission / IntercontinentalExchange

Joint Audit Committee Members Organization Representative(s) Contact Numbers CBOE Futures Exchange, LLC 440 South LaSalle Street Chicago, IL 60605 Lawrence J. Bresnahan Vice President, Member Firm Regulation

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:26
874Options Clearing Corporation / Financial markets / Systemic risk / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures exchange / Bank / Short / Securities Exchange Act / Futures contract / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]February 4, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice, as Modified by

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Source URL: www.sec.gov

Language: English - Date: 2015-02-04 12:56:50
875Business / Corporate governance / Private law / Options Clearing Corporation / Structure / Board of directors / Corporations law / Committees / Management

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]May 28, 2014 Self-Regulatory Organizations; The Options Clearing Corporation; Advance Notice Concerning the Consolidation of the Governa

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Source URL: www.sec.gov

Language: English - Date: 2014-05-29 10:12:46
876United States securities law / Financial system / Finance / Options Clearing Corporation / Commodity Futures Trading Commission / Securities Exchange Act / Security / Securities Act / Futures contract / Financial economics / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]July 10, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice in Connection With

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Source URL: www.sec.gov

Language: English - Date: 2013-07-11 06:12:34
877Philadelphia Stock Exchange / NASDAQ / United States securities law / Securities Exchange Act / U.S. Securities and Exchange Commission / OMX / Chicago Board Options Exchange / Economy of the United States / Self-regulatory organizations / United States

Motion for Oral Argument submitted by NASDAQ OMX PHLX LLC

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Source URL: www.sec.gov

Language: English - Date: 2014-02-13 16:10:35
878United States / Philadelphia Stock Exchange / NASDAQ / Securities Exchange Act / Boston Stock Exchange / U.S. Securities and Exchange Commission / OMX / Direct Edge / Options Clearing Corporation / Economy of the United States / Self-regulatory organizations / Financial economics

DirectEdge November 13, 2013 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2013-11-15 12:48:21
879Investment / Philadelphia Stock Exchange / Options Clearing Corporation / Stock market / NASDAQ / Securities Exchange Act / International Securities Exchange / Securities and Exchange Commission / Stock exchange / Financial economics / Economy of the United States / Self-regulatory organizations

December 20, 2013 Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2013-12-23 15:05:32
880Financial markets / Self-regulatory organizations / Economy of New York City / New York Stock Exchange / Short selling / American Stock Exchange / Stock market crash / Dow Jones Industrial Average / Short / Financial economics / Investment / Economy of the United States

Microsoft Word - Article What Happened When JFE[removed]FINAL PAPER.doc

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Source URL: people.stern.nyu.edu

Language: English - Date: 2005-08-04 11:34:42
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